Our Process
We are here to help our clients solve problems and pursue their financial goals and objectives. We strive to accomplish this through a highly personalized process of identifying goals, analyzing the status quo, identifying, researching, alternative opportunities and planning strategies and developing long-range plans. We have access to a diverse portfolio of financial products and services. We use a comprehensive approach to financial planning to accurately identify our clients’ interests, and goals, as well as address, and help meet their needs. This entails taking each client through a highly personalized process, which generally flows the path as noted here:
Step 1: Concept Interview
Our Financial Services
Personal finances mean different things to all of us. That is why we make it a priority to get to know each client as a person and focus on their perspective. We offer a highly customized, purpose and value driven approach to strategic planning and decision making. The design of our niche business permits us to engage with our clients in a unique environment that provides a multi-disciplinary, collaborative approach to comprehensive financial planning and business consultancy. After we have established a financial plan, we will continue to collaborate with you and your other advisors, help implement and coordinate and meet regularly to make sure your plan continues to reflect your current life circumstances.
We Focus on the Following Areas either on a Comprehensive or an Ala Carte Basis
Business Consulting Services
StrategyCap Inc. also offers business consulting services to its business owner clientele.
Our offerings in this area complement the comprehensive personal financial planning services we provide you as our business owner client. Each business consulting engagement is unique and customized to your specific interests and needs.
Our work is done collaboratively with you and your executive team as desired. Based on your interests and needs, our services may include assistance developing strategic business plans, consultation regarding human and business capital decisions, assisting in the development of a legitimate succession plan (taking into consideration management and ownership transition considerations), and focused consulting in specified functional areas. We also facilitate discussion and conduct training in the following areas:
Any related financial advisory work is coordinated through Cambridge Investment Research Advisors in our role as investment advisor representatives.
We are here to help our clients solve problems and pursue their financial goals and objectives. We strive to accomplish this through a highly personalized process of identifying goals, analyzing the status quo, identifying, researching, alternative opportunities and planning strategies and developing long-range plans. We have access to a diverse portfolio of financial products and services. We use a comprehensive approach to financial planning to accurately identify our clients’ interests, and goals, as well as address, and help meet their needs. This entails taking each client through a highly personalized process, which generally flows the path as noted here:
Step 1: Concept Interview
- Discuss our services and our process
- If yes, proposal of services and terms of agreement provided
- If mutually agreeable, financial planning engagement documentation signed and submitted along with payment
- Formalized working relationship
- Gather appropriate financial data, objectives and risk tolerances
- Discuss and confirm your goals and objectives
- Discuss your needs, views and concerns
- Review preliminary plan and confirm and clarify data. Assess your status relative to your goals, objectives, and anticipated needs
- Analyse and evaluate your current financial situation in detail
- We thoroughly research specific items and questions raised during Step 3
- “Try On” ideas, include key advisors in meeting, as desired
- Present revised financial plan
- Present key observations
- Answer your questions
- Establish action plan/Implementation schedule as desired
- Review and Recommend specific financial planning services and products necessary to implement your plan
- Should you desire, assist you in implementing your plan by coordinating and collaborating with your team of advisors (i.e. CPA, attorney, other advisors) and researching and recommending specific products and services available through our affiliations with Cambridge Investment Research, Inc, an independent broker/dealer
- Analyse ongoing issues
- Makes adjustments as you situation changes
- Keep plan updated/current, discuss periodic updates
Our Financial Services
Personal finances mean different things to all of us. That is why we make it a priority to get to know each client as a person and focus on their perspective. We offer a highly customized, purpose and value driven approach to strategic planning and decision making. The design of our niche business permits us to engage with our clients in a unique environment that provides a multi-disciplinary, collaborative approach to comprehensive financial planning and business consultancy. After we have established a financial plan, we will continue to collaborate with you and your other advisors, help implement and coordinate and meet regularly to make sure your plan continues to reflect your current life circumstances.
We Focus on the Following Areas either on a Comprehensive or an Ala Carte Basis
- Retirement Planning
- Investment Planning
- Business Consulting
- Estate Planning
- Education Funding Planning
- Executive Compensation
- Insurance Planning
- Risk Management
- Tax Preparation
- Succession Planning
- Facilitate the development of a comprehensive plan incorporating a client’s personal and business finances
- Opportunity development and assessment
- Blind spot identification and awareness
- Supplemental thinking
- Collaboration with you and your existing advisors, as well as with our associates
- Charitable Gifting
- Employee Benefit Programs
- Estate and Inheritance Planning, Consultation and Coordination with Estate Planning Council
- Income Tax Issues
- Qualified Plans
- Elder Issues
- 401(k)s
- 403(b)s
- Deferred Compensation
- IRAs
- Keoghs
- Profit-Sharing Plans
- Rollover IRAs
- Roth IRAs
- SEPs
- SERP
- Simple IRAs
Business Consulting Services
StrategyCap Inc. also offers business consulting services to its business owner clientele.
Our offerings in this area complement the comprehensive personal financial planning services we provide you as our business owner client. Each business consulting engagement is unique and customized to your specific interests and needs.
Our work is done collaboratively with you and your executive team as desired. Based on your interests and needs, our services may include assistance developing strategic business plans, consultation regarding human and business capital decisions, assisting in the development of a legitimate succession plan (taking into consideration management and ownership transition considerations), and focused consulting in specified functional areas. We also facilitate discussion and conduct training in the following areas:
- The Power of Perspective and Attitude
- Effective Negotiations
- World Class Customer Service
- Purpose-driven action plans and project management
- Effective Communication
- Strategic Thinking and Planning
- Systems and Goals
- Business Succession Planning Considerations
- Buy Sell Considerations and Coordination
Any related financial advisory work is coordinated through Cambridge Investment Research Advisors in our role as investment advisor representatives.
Registered Representative, Securities offered through Cambridge Investment Research, Inc. a Broker/Dealer, member FINRA/SIPC Investment Adviser Representative Advisory services offered through Cambridge Investment Research Advisors, Inc. a Registered investment Adviser. Cambridge and StrategyCap Inc are not affiliated.
This communication is strictly intended for individuals residing in the states of AK, AZ CA, IN, KS, NY, OR, and WA. No offers may be made or accepted from any resident outside the specific states referenced. Check out our background on FINRA’s BrokerCheck at http://brokercheck.finra.org.
This communication is strictly intended for individuals residing in the states of AK, AZ CA, IN, KS, NY, OR, and WA. No offers may be made or accepted from any resident outside the specific states referenced. Check out our background on FINRA’s BrokerCheck at http://brokercheck.finra.org.